Autocracy is a system of government in which absolute power over a state is concentrated in the hands of one person, whose decisions are subject neither to external legal restraints nor to regularized mechanisms of popular control (except perhaps for the implicit threat of a coup d'état or other forms of rebellion).
In earlier times, the term autocrat was coined as a favorable description of a ruler, having some connection to the concept of "lack of conflicts of interests" as well as an indication of grandeur and power. This use of the term continued into modern times, as the Russian Emperor was styled "Autocrat of all the Russias" as late as the early 20th century. In the 19th century, Eastern and Central Europe were under autocratic monarchies within the territories of which lived diverse peoples.
Autocracy comes from the Ancient Greekautos (Greek: αὐτός; "self") and kratos (Greek: κράτος; "power", "strength") from Kratos, the Greek personification of authority. In Medieval Greek, the term Autocrates was used for anyone holding the title emperor, regardless of the actual power of the monarch. The term was used in Ancient Greece and Rome with varying meanings. In the Middle Ages, the Byzantine Emperor was styled Autocrat of the Romans. Some historical Slavic monarchs such as Russian tsars and emperors, due to Byzantine influence, included the title Autocrat as part of their official styles, distinguishing them from the constitutional monarchs elsewhere in Europe.
Examples from early modern Europe suggests early statehood was favorable for democracy. According to Jacob Hariri, outside Europe, history shows that early statehood has led to autocracy. The reasons he gives are continuation of the original autocratic rule and absence of "institutional transplantation" or European settlement. This may be because of the country's capacity to fight colonization, or the presence of state infrastructure that Europeans did not need for the creation of new institutions to rule. In all the cases, representative institutions were unable to get introduced in these countries and they sustained their autocratic rule. European colonization was varied and conditional on many factors. Countries which were rich in natural resources had an extractive[?] and indirect rule whereas other colonies saw European settlement. Because of this settlement, these countries possibly experienced setting up of new institutions. Colonization also depended on factor endowments and settler mortality.
Mancur Olson theorizes the development of autocracies as the first transition from anarchy to state. For Olson, anarchy is characterized by a number of "roving bandits" who travel around many different geographic areas extorting wealth from local populations leaving little incentive for populations to invest and produce. As local populations lose the incentive to produce, there is little wealth for either the bandits to steal or the people to use. Olson theorizes autocrats as "stationary bandits" who solve this dilemma by establishing control over a small fiefdom and monopolize the extortion of wealth in the fiefdom in the form of taxes. Once an autocracy is developed, Olson theorizes that both the autocrat and the local population will be better off as the autocrat will have an "encompassing interest" in the maintenance and growth of wealth in the fiefdom. Because violence threatens the creation of rents, the "stationary bandit" has incentives to monopolize violence and to create a peaceful order.Peter Kurrild-Klitgaard and G.T. Svendsen have argued that the Viking expansion and settlements in the 9th-11th centuries may be interpreted as an example of roving bandits becoming stationary.
Douglass North, John Joseph Wallis, and Barry R. Weingast describe autocracies as limited access orders that arise from this need to monopolize violence. In contrast to Olson, these scholars understand the early state not as a single ruler, but as an organization formed by many actors. They describe the process of autocratic state formation as a bargaining process among individuals with access to violence. For them, these individuals form a dominant coalition that grants each other privileges such as the access to resources. As violence reduces the rents, members of the dominant coalition have incentives to cooperate and to avoid fighting. A limited access to privileges is necessary to avoid competition among the members of the dominant coalition, who then will credibly commit to cooperate and will form the state.
Because autocrats need a power structure to rule, it can be difficult to draw a clear line between historical autocracies and oligarchies. Most historical autocrats depended on their nobles, their merchants, the military, the priesthood, or other elite groups. Some autocracies are rationalized by assertion of divine right; historically this has mainly been reserved for medieval kingdoms. In recent years researchers have found significant connections between the types of rules governing succession in monarchies and autocracies and the frequency with which coups or succession crises occur.
According to Douglass North, John Joseph Wallis, and Barry R. Weingast, in limited access orders the state is ruled by a dominant coalition formed by a small elite group that relates to each other by personal relationships. To remain in power, this elite hinders people outside the dominant coalition to access organizations and resources. Autocracy is maintained as long as the personal relationships of the elite continue to forge the dominant coalition. These scholars further suggest that once the dominant coalition starts to become broader and allow for impersonal relationships, limited access orders can give place to open access orders.
For Daron Acemoglu, Simon Johnson, and James Robinson, the allocation of political power explains the maintenance of autocracies which they usually refer to as "extractive states". For them, the de jure political power comes from political institutions, whereas the de facto political power is determined by the distribution of resources. Those holding the political power in the present will design the political and economic institutions in the future according to their interests. In autocracies, both de jure and de facto political powers are concentrated in one person or a small elite that will promote institutions for keeping the de jure political power as concentrated as the de facto political power, thereby maintaining autocratic regimes with extractive institutions.
It has been argued that authoritarian regimes such as China and Russia and totalitarian states such as North Korea have attempted to export their system of government to other countries through "autocracy promotion". A number of scholars are skeptical that China and Russia have successfully exported authoritarianism abroad.
Tsarist and Imperial Russia under TsarIvan the Terrible. Shortly after being crowned as ruler, Ivan IV immediately removed his political enemies by execution or exile and established dominance over the Russian empire, expanding the borders of his kingdom dramatically. To enforce his rule, Ivan established the Streltzy as Russia's standing army and developed two cavalry divisions that were fiercely loyal to the Tsar. He also established the Cossacks and the Oprichniki. In his later years, Ivan made orders for his forces to sack the city of Novgorod in fear of being overthrown. The ideology Orthodoxy, Autocracy and Nationality was introduced by Emperor Nicholas I of Russia and would last until its fall in the Russian Revolution and the rise of Vladimir Lenin.
The Tokugawa shogunate, a period of Japanese history which followed a series of conflicts between warring clans, states, and rulers. Tokugawa Ieyasu seized control of all of Japan through a mix of superior tactics and diplomacy, until he became the undisputed shogun (military ruler of Japan). The shogunate established by Tokugawa and continued by his successors controlled all aspects of life, closing the borders of Japan to all foreign nations and ruling with a policy of isolationism known as sakoku.
^Hague, Rod; Harrop, Martin; McCormick, John (2016). Comparative government and politics: an introduction (Tenth ed.). London: Palgrave. ISBN978-1-137-52836-0.
^Tilly, Charles (1975). Tilly, Charles (ed.). Western-state Making and Theories of Political Transformation. The Formation of National States in Western Europe. Studies in Political Development. Princeton: Princeton University Press. ISBN0691007721.